Muhammad Altaf Awan

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

Authority	Category	Status	Date
VA	RA	APPROVED	2025-02-11

Branch Locations

No disclosure categories reported as “Yes” on this SEC record.

Organization	City	State	From	To
Wells Fargo Bank Na	Marina	CA	06/2012	03/2023
Wells Fargo Advisors Llc	Del Rey Oaks	CA	04/2014	11/2016
Wells Fargo Clearing Services, Llc	Marina	CA	11/2016	03/2023
Merrill Lynch, Pierce, Fenner & Smith Incorporated	Washington	DC	03/2023	02/2025
Bank Of America, N.A.	Washington	DC	03/2023	02/2025
Wells Fargo Clearing Services, Llc.	Mclean	VA	02/2025	Present

06/2012 → 03/2023

Wells Fargo Bank Na

Marina, CA
04/2014 → 11/2016

Wells Fargo Advisors Llc

Del Rey Oaks, CA
11/2016 → 03/2023

Wells Fargo Clearing Services, Llc

Marina, CA
03/2023 → 02/2025

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
03/2023 → 02/2025

Bank Of America, N.A.

Washington, DC
02/2025 → Present

Wells Fargo Clearing Services, Llc.

Mclean, VA

2023-03-15 → 2024-12-20

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Washington, DC
2020-12-10 → 2023-03-15

Wells Fargo Clearing Services, Llc

Del Rey Oaks, CA

San Jose, CA

Marina, CA

Arlington, VA

Mclean, VA

RENTAL PROPERTY; INVESTMENT RELATED; SOMERSET, NJ; 50% OWNERSHIP; 05/2019; 1 HOUR PER MONTH; NO HOURS DURING TRADING; NO DUTIES

Code	Exam	Date
S66	Uniform Combined State Law Examination	2020-12-10
S63	Uniform Securities Agent State Law Examination	2014-06-12

Other Firms