Brice Heilman

Employer firm

Ubs Financial Services Inc. CRD 8174

$916B regulatory AUM 18,245 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → Present
  Ubs Financial Services Inc.
  Portland, OR

Previous Registrations

• 2015-05-05 → 2018-08-20
  Ubs Financial Services Inc.
  Portland, OR
• 2009-06-01 → 2015-05-18
  Morgan Stanley
  Davenport, IA
  St. Louis, MO
  Portland, OR
• 2007-11-29 → 2009-06-01
  Citigroup Global Markets Inc.
  Davenport, IA
• 2006-05-30 → 2007-11-15
  Wells Fargo Investments, Llc
  Geneseo, IL

Exams

• S66 Uniform Combined State Law Examination
  2006-05-25

Other Names

• Brice Ann Ekin
• Brice Ann Mapes
• Brice A Steele
• Brice A Mapes
• Brice A Heilman
• Brice Ann Heilman