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Park Avenue Securities LLC CRD 46173
$19.6B regulatory AUM 38,649 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
10 Hudson Yards, New York, NY 10001 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| GA | RA | APPROVED | 2026-08-17 |
| AK | RA | APPROVED | 2026-06-22 |
| SC | RA | APPROVED | 2026-02-23 |
| AZ | RA | APPROVED | 2026-02-09 |
| NY | RA | APPROVED | 2025-03-03 |
| FL | RA | APPROVED | 2024-10-25 |
| KS | RA | APPROVED | 2024-10-01 |
| IN | RA | APPROVED | 2024-01-17 |
| MI | RA | APPROVED | 2023-11-06 |
| TX | RA | APPROVED | 2023-06-06 |
| IL | RA | APPROVED | 2023-06-02 |
| MO | RA | APPROVED | 2023-05-15 |
Branch Locations
625 Maryville Centre Drive Suite 100, Saint Louis, MO 63141 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch Pierce Fenner & Smith | Clayton | MO | 04/2017 | 05/2023 |
| Lindenwood University | St. Charles | MO | 08/2013 | 04/2017 |
| Slysa | St. Charles | MO | 03/2013 | 01/2018 |
| Bank Of America, N.A. | Clayton | MO | 09/2017 | 05/2023 |
| Guardian Life Insurance Company | St Louis | MO | 05/2023 | Present |
| Park Avenue Securities Llc | St Louis | MO | 05/2023 | Present |
1) Pre-Paid Legal Services, Inc. - Agent, Start Date: 8/3/2023, Address: 1 Pre-paid Way, Ada, Oklahoma 74820, 2 Total Hours Per Month; 0 During Securities Trading Hours, Not Investment Related, Less than 10% Annual Compensation, 2) iSOS LLC, Start Date: 5/5/2012, Address: N/A, 0 Total Hours Per Month, Not Investment Related, No Annual Compensation, 3) Insurance outside of Guardian, Start Date: 8/1/2025, Nature: Insurance other than Guardian, Address: 4230 Sunnyview Drive, Saint Louis, MO 63128, Duties: Agent selling insurance other than Guardian, 1 total hour per month; 1 during securities trading hours, Investment Related,
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-08-15 |
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