Clayton Drew Pond

Current Employers

Employment History

• 02/2016 → Present
  Oxygen Financial, Inc.
  Alpharetta, GA
• 04/2016 → Present
  Kestra Advisory Services, Llc
  Atlanta, GA
• 02/2016 → Present
  Kestra Investment Services, Llc
  Atlanta, GA

Previous Registrations

• 2014-12-02 → 2015-08-18
  United Planners' Financial Services Of America A Limited Partner
  Duluth, GA

Other Businesses

Name: oXYGen Financial Tax and Business Services, oXYGen Financial Insurance Investment Related: Yes Address: 11680 Great Oaks Way, Suite 175 Alpharetta GA 30022 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Insurance Position, Title or Relationship: Employee, Wealth Plan Design Specialist Start Date: 2/1/2016 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Due diligence, research, sales Name: KESTRA ADVISORY Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: IAR under Kestra Advisory's RIA Start Date: 2/1/2016 Hours per month: 41% - 50% (65 - 80 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: IAR under Kestra Advisory's RIA Name: HOA Investment Related: No Address: 1421 Peachtree Street NE Atlanta GA 30309 Nature of Business: Board Position (Board of Directors, Board of Trustees, etc.) Position, Title or Relationship: Treasurer Start Date: 1/13/2020 Hours per month: 0% - 10% (0 - 16 hours) Hours per month during trading hours: 0% - 10% (0 - 14 hours) Duties: Voting on property-related items, accountability to homeowners, preparing financial statements and co-signing checks to vendors Name: BLANK SLATE FINANCIAL, LLCPOSITION: Wealth Plan Design Specialist NATURE: Insurance INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 03/01/2026 ADDRESS: 1100 Powers Place, Alpharetta GA 30009, United States DESCRIPTION: Planning, discretionary trading, portfolio management

Exams

• S66 Uniform Combined State Law Examination
  2014-11-24

Other Names

• Drew Pond