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Current Employers
Kestra Advisory Services, Llc

5707 Southwest Parkway Building 2, Suite 400, Austin, TX 78735 • United States

Current Registrations

AuthorityCategoryStatusDate
GA RA APPROVED 2016-05-02
  • GA RA
    APPROVED
    Since 2016-05-02

Branch Locations

655 Engineering Drive Suite 125, Peachtree Corner, GA 30092 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Kestra Investment Services, Llc Peachtree Corners GA 05/2014 Present
Kestra Advisory Services, Llc Peachtree Corners GA 04/2016 Present
  • 05/2014 → Present
    Kestra Investment Services, Llc
    Peachtree Corners, GA
  • 04/2016 → Present
    Peachtree Corners, GA
Other Businesses

Business Name: Childs Company Investment Related: Yes Address: 3438 Peachtree Rd. Suite 1400 Atlanta GA 30326 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Financial Advisor Start Date: 5/5/2014 Hours per month: 91% - 100% (145 - 160 hours) Hours per month during trading hours: 91% - 100% (127 - 140 hours) Duties: business development, client service, and providing financial services in relation to portfolio management and financial planning Business Name: Kestra Advisory Services, LLC Investment Related: Yes Address: 5707 Southwest Parkway Building 2, Suite 400 Austin TX 78735 Nature of Business: Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Investment Advisor Representative Start Date: 4/4/2016 Hours per month: Up to 100% (0 to 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Investment advisory services

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-19
  • S66 Uniform Combined State Law Examination
    2014-08-19
Designations

View on SEC IAPD

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