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1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IL | RA | APPROVED | 2025-09-05 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Borhart Spellmeyer & Company | Elgin | IL | 02/1990 | 12/2016 |
| 1St Global Capital Corp. | Elgin | IL | 11/2017 | 10/2019 |
| 1St Global Advisors, Inc. | Elgin | IL | 11/2017 | 10/2019 |
| Porte Brown Llc | Elgin | IL | 12/2016 | Present |
| Avantax Insurance Services, Inc. | Elgin | IL | 11/2017 | 09/2025 |
| Avantax Investment Services, Inc. | Elgin | IL | 10/2019 | 09/2025 |
| Avantax Advisory Services | Eligin | IL | 10/2019 | 09/2025 |
| Porte Brown Wealth Management | Elgin | IL | 01/2018 | Present |
| Cetera Wealth Services, Llc | Elgin | IL | 09/2025 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 09/2025 | Present |
1) PORTE BROWN LLC POSITION: Partner NATURE: Public Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2016 ADDRESS: 1752 Capital Street, Suite 400, Elgin IL 60124, United States DESCRIPTION: Responsibilities include attest, tax, and general consulting 2) PORTE BROWN WEALTH MANAGEMENT POSITION: Advisor NATURE: Refer clients to Ron, Abe, and Nicky INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2018 ADDRESS: 1752 Capital Street, Suite 400, Elgin IL 60124, United States DESCRIPTION: Referring advisor
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-12-21 |
| S65 | Uniform Investment Adviser Law Examination | 2006-10-25 |
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