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Current Employers
Cetera Investment Advisers Llc

1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2025-09-05
  • IL RA
    APPROVED
    Since 2025-09-05

Branch Locations

1752 Capital St Ste 400, Elgin, IL 60124 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Borhart Spellmeyer & Company Elgin IL 02/1990 12/2016
1St Global Capital Corp. Elgin IL 11/2017 10/2019
1St Global Advisors, Inc. Elgin IL 11/2017 10/2019
Porte Brown Llc Elgin IL 12/2016 Present
Avantax Insurance Services, Inc. Elgin IL 11/2017 09/2025
Avantax Investment Services, Inc. Elgin IL 10/2019 09/2025
Avantax Advisory Services Eligin IL 10/2019 09/2025
Porte Brown Wealth Management Elgin IL 01/2018 Present
Cetera Wealth Services, Llc Elgin IL 09/2025 Present
Cetera Investment Advisers Llc Schaumburg IL 09/2025 Present
  • 02/1990 → 12/2016
    Borhart Spellmeyer & Company
    Elgin, IL
  • 11/2017 → 10/2019
    1St Global Capital Corp.
    Elgin, IL
  • 11/2017 → 10/2019
    1St Global Advisors, Inc.
    Elgin, IL
  • 12/2016 → Present
    Porte Brown Llc
    Elgin, IL
  • 11/2017 → 09/2025
    Avantax Insurance Services, Inc.
    Elgin, IL
  • 10/2019 → 09/2025
    Avantax Investment Services, Inc.
    Elgin, IL
  • 10/2019 → 09/2025
    Avantax Advisory Services
    Eligin, IL
  • 01/2018 → Present
    Porte Brown Wealth Management
    Elgin, IL
  • 09/2025 → Present
    Cetera Wealth Services, Llc
    Elgin, IL
  • 09/2025 → Present
    Schaumburg, IL
Previous Registrations
  • 2019-10-25 → 2025-09-05
    Avantax Advisory Services
    Elgin, IL
  • 2017-11-30 → 2019-10-25
    1St Global Advisors Inc
    Elgin, IL
  • 2008-04-01 → 2016-11-30
    Hoffman Estates, IL
Other Businesses

1) PORTE BROWN LLC POSITION: Partner NATURE: Public Accounting Firm INVESTMENT RELATED: No NUMBER OF HOURS: 180 SECURITIES TRADING HOURS: 130 START DATE: 12/01/2016 ADDRESS: 1752 Capital Street, Suite 400, Elgin IL 60124, United States DESCRIPTION: Responsibilities include attest, tax, and general consulting 2) PORTE BROWN WEALTH MANAGEMENT POSITION: Advisor NATURE: Refer clients to Ron, Abe, and Nicky INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 4 START DATE: 01/01/2018 ADDRESS: 1752 Capital Street, Suite 400, Elgin IL 60124, United States DESCRIPTION: Referring advisor

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-12-21
S65 Uniform Investment Adviser Law Examination 2006-10-25
  • S66 Uniform Combined State Law Examination
    2017-12-21
  • S65 Uniform Investment Adviser Law Examination
    2006-10-25

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