Socorro Fajardo

Employer firm

J.p. Morgan Securities LLC CRD 79

$430B regulatory AUM 407,036 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 11/2025 → Present
  J.P. Morgan Securities Llc
  Norridge, IL
• 11/2025 → Present
  Jpmorgan Chase Bank, N.A.
  Norridge, IL
• 07/2017 → 11/2025
  Bank Of America
  Willowbrook, IL
• 07/2017 → 11/2025
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Willowbrook, IL
• 04/2016 → 07/2017
  Principal Securities/Princor
  Downers Grove, IL

Previous Registrations

• 2022-06-29 → 2025-12-10
  Merrill Lynch, Pierce, Fenner & Smith Incorporated
  Woodridge, IL
  La Grange, IL
  New York, NY
  Willowbrook, IL
  La Grange, IL
  Westmont, IL

Exams

• S66 Uniform Combined State Law Examination
  2022-06-28
• S63 Uniform Securities Agent State Law Examination
  2016-03-18

Other Names

• Socorro Evangeline Gumnad
• Socorro Evangeline Gumnad Fajardo
• Socorro Gumnad Fajardo
• Socorro Fajardo
• Socorroevangeline G Fajardo
• Socorro Evangeline Carillo Gumnad
• Socorro Evangeline Gumnad
• Socorro Evangeline Fajardo