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Current Employers
Northwestern Mutual Investment Services, Llc

720 East Wisconsin Avenue, Milwaukee, WI 53202-4797 • United States

Current Registrations

AuthorityCategoryStatusDate
MN RA APPROVED 2015-01-12
  • MN RA
    APPROVED
    Since 2015-01-12

Branch Locations

701 Xenia Ave S Ste 600, Golden Valley, MN 55416 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 06/2014 06/2018
Northwestern Mutual Investment Services Llc Edina MN 07/2014 Present
Student Madison WI 07/2013 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 03/2018 04/2026
Michael Erpelding Edina MN 06/2018 04/2026
Northwestern Mutual Life Insurance Company Milwaukee WI 04/2026 Present
  • 06/2014 → 06/2018
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 07/2014 → Present
    Edina, MN
  • 07/2013 → Present
    Student
    Madison, WI
  • 03/2018 → 04/2026
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 06/2018 → 04/2026
    Michael Erpelding
    Edina, MN
  • 04/2026 → Present
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTEMENT-RELATED. 2) CCTA LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 6/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3) 100% OWNER, CML LEGACY HOLDINGS LLC, LEGAL ENTITY, START DATE: 6/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-01-08
  • S66 Uniform Combined State Law Examination
    2015-01-08
Other Names
  • Cole Michael Lunde

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