Cole Michael Lunde

Employer firm

Northwestern Mutual Investment Services, LLC CRD 2881

1 advisory clients

Reported services (Item 5G)

• INVESTMENT RESEARCH; REFERRALS TO OTHER ADVISERS

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 06/2018
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 07/2014 → Present
  Northwestern Mutual Investment Services Llc
  Edina, MN
• 07/2013 → Present
  Student
  Madison, WI
• 03/2018 → 04/2026
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 06/2018 → 04/2026
  Michael Erpelding
  Edina, MN
• 04/2026 → Present
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI

Other Businesses

1) MAY EARN COMMISSIONS FROM INSURANCE COMPANIES NOT AFFILIATED WITH NORTHWESTERN MUTUAL FOR SALES OF NON-VARIABLE LIFE, HEALTH, ANNUITY AND/OR DISABILITY INCOME INSURANCE PRODUCTS; NON INVESTEMENT-RELATED. 2) CCTA LLC, LEGAL ENTITY - RECEIVING WMC COMPENSATION FROM PERSONAL PRODUCTION, START DATE: 6/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED. 3) 100% OWNER, CML LEGACY HOLDINGS LLC, LEGAL ENTITY, START DATE: 6/1/2026, HOURS PER MONTH: 0-5, HOURS DURING SECURITIES TRADING HOURS: 0-5, ESTABLISHED FOR BUSINESS PURPOSES; INVESTMENT-RELATED.

Exams

• S66 Uniform Combined State Law Examination
  2015-01-08

Other Names

• Cole Michael Lunde