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4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2025-10-10 |
| PA | RA | APPROVED | 2025-09-18 |
Branch Locations
4050 E. Cotton Center Blvd. Suite 40, Phoenix, AZ 85040 • United States
43 South 9Th Street 2Nd Floor, Indiana, PA 15701 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Government & Civil Employee Services | Indiana | PA | 09/2010 | Present |
| Verity Investments, Inc. | Durham | NC | 07/2020 | 08/2021 |
| Corecap Investments Inc. | Southfield | MI | 05/2015 | 07/2020 |
| Encompass More Asset Management Llc | Danville | CA | 08/2022 | 09/2025 |
| Foundations Investment Advisors Llc | Phoenix | AZ | 09/2025 | Present |
GCES; INVESTMENT RELATED; 1780 PHILADELPHIA ST, INDIANA, PA 15701; PRESIDENT; INSURANCE AGENCY; INSURANCE SALES; STARTED: 09/2010; DEDICATES 50 HOURS A WEEK
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-05-23 |
| S63 | Uniform Securities Agent State Law Examination | 2015-10-05 |
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