Adam Giovanni D'ACierno

Employer firm

Waterloo Capital CRD 133705

$2.26B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 06/2014 → 10/2017
  National Planning Corporation
  Bastrop, TX
• 10/2017 → 07/2021
  Royal Alliance
  Austin, TX
• 08/2021 → Present
  Waterloo Capital
  Austin, TX

Previous Registrations

• 2017-10-16 → 2021-08-03
  Osaic Wealth, Inc.
  Austin, TX
• 2014-08-11 → 2017-10-18
  National Planning Corporation
  Bastrop, TX
  Austin, TX

Other Businesses

ADP PAYROLL SERVICES CONSULTANT OUTSIDE PARTNER REFER PAYROLL/HR SERVICES SINCE 01/2014 NOT INVESTMENT RELATED REAL ESTATE INVESTMENT OWNER OF REAL ESTATE RENTAL PROPERTY SINCE 03/2020 INSRUANCE LICENSED

Exams

• S66 Uniform Combined State Law Examination
  2014-08-05