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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2026-02-13
TX RA APPROVED_RES 2026-02-13
  • CA RA
    APPROVED
    Since 2026-02-13
  • TX RA
    APPROVED_RES
    Since 2026-02-13

Branch Locations

11 S Milpitas Blvd, Milpitas, CA 95035 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Saratoga CA 04/2014 08/2019
U.S. Army Reserves Dublin CA 02/2012 Present
Enterprise Rent-A-Car San Jose CA 01/2012 04/2019
Jp Morgan Chase Bank, N.A. San Jose CA 05/2016 08/2019
Citigroup Walnut Creek CA 08/2019 12/2021
U.S. Bancorp Investments, Inc. Milpitas CA 01/2022 02/2026
U.S. Bank Milpitas CA 01/2022 Present
U.S. Bancorp Advisors, Llc Milpitas CA 02/2026 Present
  • 04/2014 → 08/2019
    Jp Morgan Securities Llc
    Saratoga, CA
  • 02/2012 → Present
    U.S. Army Reserves
    Dublin, CA
  • 01/2012 → 04/2019
    Enterprise Rent-A-Car
    San Jose, CA
  • 05/2016 → 08/2019
    Jp Morgan Chase Bank, N.A.
    San Jose, CA
  • 08/2019 → 12/2021
    Citigroup
    Walnut Creek, CA
  • 01/2022 → 02/2026
    Milpitas, CA
  • 01/2022 → Present
    U.S. Bank
    Milpitas, CA
  • 02/2026 → Present
    Milpitas, CA
Previous Registrations
Other Businesses

1) Rental Property (Hayward, CA); investment-related; Hayward, CA; rental property; Owner/Landlord; 6/1/2022; 1 hour/month; 0 hours/trading; collecting rent. 2) Rental Property (San Jose, CA); investment-related; San Jose, CA; rental property; Owner/Landlord; 1/1/2018; 1 hour/month; 0 hours/trading; collecting rent. 3) U.S. Army Reserves; not investment-related; Dublin, CA; military; Sergeant (E5); 2/23/2012; 20 hours/month; 0 hours/trading; supply sergeant. 3) Jojam Travels LLC; Not investment-related; Hayward, CA; Travel reviews; Owner; 9/3/2025; 10 hours/month; 0 hours/trading; Video editing, reviewing and commenting of travel destinations.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2020-07-10
S63 Uniform Securities Agent State Law Examination 2014-06-11
  • S66 Uniform Combined State Law Examination
    2020-07-10
  • S63 Uniform Securities Agent State Law Examination
    2014-06-11
Other Names
  • Quang L Nguyen
  • Quang Nguyen
  • Jason Nguyen

View on SEC IAPD

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