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Sarah Ann Politowski-Hefner

Charles Schwab & Co., Inc.

St. Louis, MO

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Current Employers
Charles Schwab & Co., Inc.

425 Market Street 17Th Floor, San Francisco, CA 94105 • United States

Current Registrations

AuthorityCategoryStatusDate
MO RA APPROVED 2022-08-23
  • MO RA
    APPROVED
    Since 2022-08-23

Branch Locations

500 Maryville University Drive, St. Louis, MO 63141 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Scottrade St. Louis MO 05/2014 09/2018
Td Ameritrade, Inc. St. Louis MO 09/2018 12/2022
Charles Schwab And Co., Inc. St. Louis MO 12/2022 Present
  • 05/2014 → 09/2018
    Scottrade
    St. Louis, MO
  • 09/2018 → 12/2022
    Td Ameritrade, Inc.
    St. Louis, MO
  • 12/2022 → Present
    Charles Schwab And Co., Inc.
    St. Louis, MO
Previous Registrations
  • 2018-04-16 → 2022-12-09
    Td Ameritrade Investment Management, Llc
    St Louis, MO
    St. Louis, MO
  • 2018-04-16 → 2022-10-14
    Td Ameritrade, Inc.
    St Louis, MO
    St. Louis, MO
    Omaha, NE
    St. Louis, MO
    St Louis, MO
    Omaha, NE
    St Louis, MO
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-04-13
  • S66 Uniform Combined State Law Examination
    2018-04-13
Other Names
  • Sarah Ann Politowski
  • Sarah Ann Keller
  • Sarah Politowski-Hefner

View on SEC IAPD

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