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901 3Rd Avenue South, Minneapolis, MN 55402 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TN | RA | APPROVED | 2016-06-27 |
Branch Locations
1210 Premier Dr Ste 202, Chattanooga, TN 37421 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Riggs & Associates | Chattanooga | TN | 04/2014 | Present |
Business Ownership; Mainstay Service Group; Co-owner; Entity for managing Ameriprise practice; 9405 Magical View, , Chattanooga, TN, 37421; Investment-Related; 03/31/2023; 60 hours per month; 60 during trading hours. Fiduciary Activities. Board of Directors; National Center for Youth Issues Board of Directors; Board Member; 6101 Preservation Dr, , Chattanooga, TN, 37416; Not Investment-Related; 01/01/2024; 1 to 9 hours per month; 1 to 9 during trading hours. Outside Employment; Mainstay Service Group, LLC; Associate Financial Advisor - Provide client service and administrative support for the Ameriprise Financial Practice.; ; 9405 Magical View, , Chattanooga, TN, 37421; Investment-Related; 04/16/2021; 60 hours per month; 60 during trading hours. Other Business Activities; Chattanooga Christian School Finance Committee; I would be a member of the finance committee which advises the Chattanooga Christian School board on the management of school investments. We partner with outside investment firms to manage the assets so I would not be doing the actual investing, just helping manage the investors. The committee currently uses Morgan Stanley Private Wealth management to manage the school endowment.; 3354 Charger Drive, , Chattanooga, TN, 37409; Investment-Related; 07/01/2025; 1 to 9 hours per month; 1 to 9 during trading hours.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2015-07-28 |
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