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Robbie Mercer

Key Investment Services LLC

Old Saybrook, CT

Brooklyn, OH

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Current Employers
Key Investment Services Llc

4900 Tiedeman Road Oh-01-49-0215, Brooklyn, OH 44144 • United States

Current Registrations

AuthorityCategoryStatusDate
CT RA APPROVED 2025-02-10
  • CT RA
    APPROVED
    Since 2025-02-10

Branch Locations

20 Main Street, Old Saybrook, CT 06475 • United States

4900 Tiedeman Road, Brooklyn, OH 44144 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Citizens Bank Mystic CT 04/2014 07/2020
Citizens Securities, Inc. Mystic CT 04/2014 07/2020
Unemployed Ledyard CT 08/2020 11/2021
Horace Mann Companies Springfield IL 11/2021 04/2023
Horace Mann Investors Inc. Springfield IL 11/2021 07/2023
Tucker Asset Management Llc Littleton CO 07/2023 05/2024
Tumolo Financial East Lyme CT 04/2023 05/2024
Keybank Vernon CT 01/2025 05/2026
Key Investment Services Llc Brooklyn OH 01/2025 05/2026
Unemployed Ledyard CT 05/2024 01/2025
Key Investment Services Llc Brooklyn OH 05/2026 Present
  • 04/2014 → 07/2020
    Citizens Bank
    Mystic, CT
  • 04/2014 → 07/2020
    Citizens Securities, Inc.
    Mystic, CT
  • 08/2020 → 11/2021
    Unemployed
    Ledyard, CT
  • 11/2021 → 04/2023
    Horace Mann Companies
    Springfield, IL
  • 11/2021 → 07/2023
    Horace Mann Investors Inc.
    Springfield, IL
  • 07/2023 → 05/2024
    Tucker Asset Management Llc
    Littleton, CO
  • 04/2023 → 05/2024
    Tumolo Financial
    East Lyme, CT
  • 01/2025 → 05/2026
    Keybank
    Vernon, CT
  • 01/2025 → 05/2026
    Key Investment Services Llc
    Brooklyn, OH
  • 05/2024 → 01/2025
    Unemployed
    Ledyard, CT
  • 05/2026 → Present
    Key Investment Services Llc
    Brooklyn, OH
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2024-08-16
S63 Uniform Securities Agent State Law Examination 2015-12-14
  • S65 Uniform Investment Adviser Law Examination
    2024-08-16
  • S63 Uniform Securities Agent State Law Examination
    2015-12-14
Other Names
  • Robbie Mercer
  • Robert Mercer

View on SEC IAPD

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Other Offices

LPL FINANCIAL LLC · OLD SAYBROOK, CT
CHARLES SCHWAB & CO., INC. · Old Saybrook, CT
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OLD SAYBROOK, CT
EDWARD JONES · OLD SAYBROOK, CT
EDWARD JONES · OLD SAYBROOK, CT
KEY INVESTMENT SERVICES LLC · Old Saybrook, CT
AMERIPRISE FINANCIAL SERVICES, LLC · Old Saybrook, CT
MAI CAPITAL MANAGEMENT, LLC · Old Saybrook, CT

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