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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CT | RA | APPROVED | 2026-03-18 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| The University Of Tampa | Tampa | FL | 08/2021 | 08/2025 |
| Bacari Social | Westbrook | CT | 05/2021 | 08/2023 |
| Delta Wealth Management | Old Saybrook | CT | 06/2024 | Present |
| Lpl Financial | Old Saybrook | CT | 06/2024 | Present |
| Lyme Old Lyme High School | Old Lyme | CT | 08/2019 | 06/2021 |
| Lewis S. Mills High School | Burlington | CT | 08/2017 | 08/2019 |
| Harbur Middle School | Burlington | CT | 08/2013 | 08/2017 |
1- 12/16/2025 - DELTA WEALTH MANAGEMENT - DBA for LPL Business (entity for LPL business) - Investment Related - At Reported Business Location(s) - Start Date 05/23/2025 - 160 hours per month/ 8 hours during trading 2- 04/01/2026 - Saltwater Sweat LLC - Business Owner - Not Investment Related - Old Lyme, CT - Start Date 03/31/2026 - 8 hours per month/ 0 hours during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2026-03-18 |
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