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Nathanael Leveille

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Farmington, CT

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2021-10-07
CT RA APPROVED 2020-06-12
  • TX RA
    APPROVED_RES
    Since 2021-10-07
  • CT RA
    APPROVED
    Since 2020-06-12

Branch Locations

9 Melrose Dr, Farmington, CT 06032 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley West Harford CT 02/2015 07/2017
Morgan Stanley Private Bank, National Association New York NY 03/2015 07/2017
Key Investment Services Llc Manchester CT 11/2017 05/2019
Keybank Hamden CT 07/2017 05/2019
Merrill Lynch, Pierce, Fenner & Smith Incorporated Hartford CT 03/2020 Present
Unemployed Manchester CT 06/2019 02/2020
Bank Of America, N.A. Hartford CT 06/2020 Present
  • 02/2015 → 07/2017
    Morgan Stanley
    West Harford, CT
  • 03/2015 → 07/2017
    Morgan Stanley Private Bank, National Association
    New York, NY
  • 11/2017 → 05/2019
    Key Investment Services Llc
    Manchester, CT
  • 07/2017 → 05/2019
    Keybank
    Hamden, CT
  • 03/2020 → Present
    Merrill Lynch, Pierce, Fenner & Smith Incorporated
    Hartford, CT
  • 06/2019 → 02/2020
    Unemployed
    Manchester, CT
  • 06/2020 → Present
    Bank Of America, N.A.
    Hartford, CT
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2015-04-21
  • S66 Uniform Combined State Law Examination
    2015-04-21

View on SEC IAPD

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Other Offices

NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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NEW ENGLAND ASSET MANAGEMENT, INC. · FARMINGTON, CT
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CAMBRIDGE INVESTMENT RESEARCH ADVISORS, INC. · Farmington, CT
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