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Brandie Mignon Giffin

Sterneck Capital Management LLC

Kansas City, MO

Waterloo, NE

CRD 6324300

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Employer firm

Sterneck Capital Management LLC CRD 111463

$328M regulatory AUM 12 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Periodicals / newsletters
  • Educational seminars
  • EXECUTIVE LEADERSHIP COACHING

From the firm’s Form ADV. Read the guides:

Current Employers
Sterneck Capital Management Llc

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Current Registrations

AuthorityCategoryStatusDate
NE RA APPROVED 2023-03-09
TX RA APPROVED_RES 2019-04-22
MO RA APPROVED 2016-12-07
  • NE RA
    APPROVED
    Since 2023-03-09
  • TX RA
    APPROVED_RES
    Since 2019-04-22
  • MO RA
    APPROVED
    Since 2016-12-07

Branch Locations

1251 Nw Briarcliff Pkwy Ste 95, Kansas City, MO 64116 • United States

Waterloo, NE • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Sterneck Capital Management, Llc Omaha NE 03/2014 Present
Other Businesses

Brandie Giffin and her husband Doug Giffin rent out the lower level of their lake home @ 414 Riverside Dr. Waterloo, NE 68069 as individuals via Airbnb. The activity is not investment-related and the amount of time allocated to the Airbnb rental is less than 3 hours/mo. This business prompts no conflicts with Sterneck Capital Management or is clients.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2016-09-06
  • S65 Uniform Investment Adviser Law Examination
    2016-09-06
Other Names
  • Bradie Mignon Sheffield
  • Brandie Mignon Sheffield

View on SEC IAPD

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