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One Bryant Park, New York, NY 10036 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2014-06-13 |
| CA | RA | APPROVED | 2014-06-10 |
Branch Locations
2565 W Chandler Blvd, Chandler, AZ 85224 • United States
One Bryant Park, New York, NY 10036 • UNITED STATES
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Merrill Lynch, Pierce, Fenner & Smith Incorporated | Chandler | AZ | 03/2014 | Present |
I*795248 Entity Type: For Profit Name of outside business organization: Senegence Investment related: No Address of business: Sapulpa, Oklahoma, 74066 Position, title, association: Consultant/Independent Contractor Start date of relationship: 4/4/2022 Number of hours devoted: 2 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Make up distributor/sales 1099 commissions I*: 973457 Name of OBA: K F, Address: San Tan Valley, AZ Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/4/2022 No Hours: 360,Yearly No Hours during trading: 0 Duties: breeding and selling Labrador retrievers I*1981267 Entity Type: For Profit Name of OBA: Kennel Match Address: San Tan Valley,Arizona,85143 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/30/2024 No Hours: 10 WEEKLY No Hours during trading: 0 Duties: Creating a website for breeders to network and find supplies/services via directory listings. The website will also include pet product sales and affiliate banner marketing for pet products and services. I*3667267 Entity Type: For Profit Name of OBA: K. F. Address: San Tan Valley, AZ 85143 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Authoring a book.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-06 |
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