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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2014-06-13
CA RA APPROVED 2014-06-10
  • TX RA
    APPROVED_RES
    Since 2014-06-13
  • CA RA
    APPROVED
    Since 2014-06-10

Branch Locations

2565 W Chandler Blvd, Chandler, AZ 85224 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Chandler AZ 03/2014 Present
Other Businesses

I*795248 Entity Type: For Profit Name of outside business organization: Senegence Investment related: No Address of business: Sapulpa, Oklahoma, 74066 Position, title, association: Consultant/Independent Contractor Start date of relationship: 4/4/2022 Number of hours devoted: 2 hrs Monthly Number of hours devoted during trading hours: 0 Duties: Make up distributor/sales 1099 commissions I*: 973457 Name of OBA: K F, Address: San Tan Valley, AZ Investment Related: No Position, Title, Association: Owner Employee Start Date: 11/4/2022 No Hours: 360,Yearly No Hours during trading: 0 Duties: breeding and selling Labrador retrievers I*1981267 Entity Type: For Profit Name of OBA: Kennel Match Address: San Tan Valley,Arizona,85143 Investment Related: No Position, Title, Association: Owner Employee Start Date: 08/30/2024 No Hours: 10 WEEKLY No Hours during trading: 0 Duties: Creating a website for breeders to network and find supplies/services via directory listings. The website will also include pet product sales and affiliate banner marketing for pet products and services. I*3667267 Entity Type: For Profit Name of OBA: K. F. Address: San Tan Valley, AZ 85143 Investment Related: No Position, Title, Association: Owner Employee Start Date: 02/01/2026 Number of Hours: 1, Yearly Number of Hours during trading: 0 Duties: Authoring a book.

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-06
  • S66 Uniform Combined State Law Examination
    2014-06-06
Other Names
  • Krista Janine Wark
  • Krista Janine Fowler

View on SEC IAPD

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