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James Herbert Powell

Edward Jones

Findlay, OH

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Current Employers
Edward Jones

12555 Manchester Rd, St. Louis, MO 63131 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2025-05-16
OH RA APPROVED 2023-05-30
  • TX RA
    APPROVED
    Since 2025-05-16
  • OH RA
    APPROVED
    Since 2023-05-30

Branch Locations

237 South Main Street, Findlay, OH 45840 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Northwestern Mutual Life Insurance Company Milwaukee WI 05/2014 09/2022
Northwestern Mutual Investment Services Llc Findlay OH 10/2014 01/2023
Northwestern Mutual Wealth Management Company Milwaukee WI 07/2016 09/2022
Chase Barnes Findlay OH 09/2022 Present
Northwestern Mutual Wealth Management Company Milwaukee WI 11/2022 01/2023
Edward Jones St. Louis MO 02/2023 Present
  • 05/2014 → 09/2022
    Northwestern Mutual Life Insurance Company
    Milwaukee, WI
  • 10/2014 → 01/2023
    Northwestern Mutual Investment Services Llc
    Findlay, OH
  • 07/2016 → 09/2022
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 09/2022 → Present
    Chase Barnes
    Findlay, OH
  • 11/2022 → 01/2023
    Northwestern Mutual Wealth Management Company
    Milwaukee, WI
  • 02/2023 → Present
    Edward Jones
    St. Louis, MO
Other Businesses

Northwestern Mutual - John Ertz Cleveland, OH Start date: 1/3/2023 Hours per week: 0 Hours during trading: 0 Desc: No responsibilities

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-05-27
S63 Uniform Securities Agent State Law Examination 2015-02-06
  • S66 Uniform Combined State Law Examination
    2023-05-27
  • S63 Uniform Securities Agent State Law Examination
    2015-02-06
Designations
Other Names
  • James Herbert Powell
  • Herb Powell

View on SEC IAPD

Other Firms

ROBERT W. BAIRD & CO. INCORPORATED
FIFTH THIRD SECURITIES, INC.
COMMONWEALTH FINANCIAL NETWORK
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
THE HUNTINGTON INVESTMENT COMPANY
PFS INVESTMENTS INC.
HIXON ZUERCHER CAPITAL MANAGEMENT
ALPHASTAR CAPITAL MANAGEMENT

Other Investors

RANDY JAY YODER
MICHAEL ANDREW RATTIGAN
THOMAS CLARK PHILLIPS
Spencer M Giesige
MARK WILLIAM LONG
ANGELA LOUISE SCHUMAKER
Uriah Burke
LAWRENCE CHARLES COPELAND

Other Offices

ROBERT W. BAIRD & CO. INCORPORATED · Findlay, OH
FIFTH THIRD SECURITIES, INC. · FINDLAY, OH
COMMONWEALTH FINANCIAL NETWORK · Findlay, OH
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · FINDLAY, OH
THE HUNTINGTON INVESTMENT COMPANY · FINDLAY, OH
PFS INVESTMENTS INC. · FINDLAY, OH
HIXON ZUERCHER CAPITAL MANAGEMENT · FINDLAY, OH
HIXON ZUERCHER CAPITAL MANAGEMENT · FINDLAY, OH

More in Findlay, OH

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