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Current Employers
Pfs Investments Inc.

1 Primerica Parkway, Duluth, GA 30099-0001 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2019-05-07
  • CA RA
    APPROVED
    Since 2019-05-07

Branch Locations

2259 Ward Ave Suite 200, Simi Valley, CA 93065 • United States

Disclosures

1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.

  • Regulatory action No
  • Criminal No
  • Bankruptcy Yes
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Jp Morgan Securities Llc Tujunga CA 03/2016 07/2017
Jp Morgan Chase Bank Tujunga CA 03/2016 07/2017
Miguel A Gonzalez And Sergio T Cabral Sylmar CA 10/2011 12/2019
Pfs Investments Inc. Simi Valley CA 04/2019 Present
Pinnacle Estate Properties, Inc. Calabasas CA 04/2018 11/2019
A Team Realty, Inc Woodland Hills CA 08/2017 04/2018
Sync Brokerage, Inc Woodland Hills CA 07/2017 04/2018
Wg Group Real Estate Services, Inc Calabasas CA 04/2018 11/2019
Primerica Financial Services Simi Valley CA 03/2001 Present
  • 03/2016 → 07/2017
    Tujunga, CA
  • 03/2016 → 07/2017
    Jp Morgan Chase Bank
    Tujunga, CA
  • 10/2011 → 12/2019
    Miguel A Gonzalez And Sergio T Cabral
    Sylmar, CA
  • 04/2019 → Present
    Simi Valley, CA
  • 04/2018 → 11/2019
    Pinnacle Estate Properties, Inc.
    Calabasas, CA
  • 08/2017 → 04/2018
    A Team Realty, Inc
    Woodland Hills, CA
  • 07/2017 → 04/2018
    Sync Brokerage, Inc
    Woodland Hills, CA
  • 04/2018 → 11/2019
    Wg Group Real Estate Services, Inc
    Calabasas, CA
  • 03/2001 → Present
    Primerica Financial Services
    Simi Valley, CA
Previous Registrations
Other Businesses

Sales of investment-related products; part-time or full-time, for companies affiliated with PFS Investments Inc. I may also receive non-investment related compensation from Primerica Mortgage, LLC for the sale of loan products and/or Primerica Client Services, Inc. (a co-located affiliate of PFS Investments Inc.) for part-time referrals of home security and automation products, as well as other home related services. WG Res, Inc., Not Investment Related. 212021 Venture Blvd, Ste 103 Woodland Hills, Ca 94364 Nature: Real Estate Sales, Position: Assistant, Spends 20 Hours Per Month, 0 During Securities Trading Hours

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-10-08
  • S66 Uniform Combined State Law Examination
    2014-10-08

View on SEC IAPD

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