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Maxwell Mischkulnig

Wells Fargo Clearing Services, LLC

Cincinnati, OH

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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2019-02-01
TX RA APPROVED 2018-06-25
KY RA APPROVED 2018-06-15
  • OH RA
    APPROVED
    Since 2019-02-01
  • TX RA
    APPROVED
    Since 2018-06-25
  • KY RA
    APPROVED
    Since 2018-06-15

Branch Locations

255 E 5Th St Ste 1400, Cincinnati, OH 45202 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Brass Rail O'FAllen MO 07/2016 10/2016
Unemployed Hamilton OH 10/2016 12/2016
Western Southern Life West Chester OH 12/2016 12/2017
W&S Brokerage Services Cincinnati OH 02/2017 12/2017
Weeman Lawncare Springdale OH 11/2016 12/2016
Wells Fargo Clearing Services Llc Fort Mitchell KY 01/2018 Present
  • 07/2016 → 10/2016
    Brass Rail
    O'FAllen, MO
  • 10/2016 → 12/2016
    Unemployed
    Hamilton, OH
  • 12/2016 → 12/2017
    Western Southern Life
    West Chester, OH
  • 02/2017 → 12/2017
    W&S Brokerage Services
    Cincinnati, OH
  • 11/2016 → 12/2016
    Weeman Lawncare
    Springdale, OH
  • 01/2018 → Present
    Wells Fargo Clearing Services Llc
    Fort Mitchell, KY
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2018-06-15
  • S66 Uniform Combined State Law Examination
    2018-06-15
Designations
Other Names
  • Max J Mischkulnig

View on SEC IAPD

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Other Investors

JEFFREY JOSEPH SPITZMILLER
ANDERS KRISTIAN JUEL
CHARLES FREDERICK HAIS
CHRISTOPHER CHARLES HAIS
CHARLES MICHAEL HAIS
JEFFREY ROBERT WALKUP
MICHAEL WILLIAM POPIL
BETH OKABAYASHI HODGES

Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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