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Joshua James Hawkins

Vanguard Advisers, Inc.

Scottsdale, AZ

CRD 6322559

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Employer firm

Vanguard Advisers, Inc. CRD 106715

$345B regulatory AUM 89,430 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (pooled vehicles)
  • Portfolio management (institutions)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
Vanguard Advisers, Inc.

100 Vanguard Blvd, Malvern, PA 19355 • United States

Current Registrations

AuthorityCategoryStatusDate
AZ RA APPROVED 2018-11-26
TX RA APPROVED 2018-11-20
  • AZ RA
    APPROVED
    Since 2018-11-26
  • TX RA
    APPROVED
    Since 2018-11-20

Branch Locations

14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Vanguard Group, Inc. Scottsdale AZ 04/2014 Present
Self-Employed Phoenix AZ 09/2019 Present
Vanguard Marketing Corporation Scottsdale AZ 09/2019 Present
  • 04/2014 → Present
    The Vanguard Group, Inc.
    Scottsdale, AZ
  • 09/2019 → Present
    Self-Employed
    Phoenix, AZ
  • 09/2019 → Present
    Vanguard Marketing Corporation
    Scottsdale, AZ
Other Businesses

NAME OF BUSINESS: RENTAL PROPERTY INVESTMENT-RELATED: ADDRESS: PHOENIX, AZ. POSITION: LANDLORD/OWNER START DATE: 05/2016 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: 8 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 NAME OF BUSINESS: SELF-EMPLOYED NON INVESTMENT-RELATED: ADDRESS: PHOENIX, AZ. POSITION: OWNER/PARTNER START DATE: 09/2019 APPROXIMATE HOURS/MONTH DEVOTED TO THE BUSINESS: 4 NUMBER OF HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: SELL VINTAGE HOUSEHOLD ITEMS

Exams
CodeExamDate
S63 Uniform Securities Agent State Law Examination 2014-05-21
  • S63 Uniform Securities Agent State Law Examination
    2014-05-21
Designations
  • Certified Financial Planner
Other Names
  • Joshua J Hawkins

View on SEC IAPD

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