Best Investors Account Sign in

Katherine Elizabeth Peirce

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Redding, CA

New York, NY

Claim This Profile
Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2023-10-12
CA RA APPROVED 2023-09-25
  • TX RA
    APPROVED
    Since 2023-10-12
  • CA RA
    APPROVED
    Since 2023-09-25

Branch Locations

292 Hemsted Dr, Redding, CA 96002 • United States

One Bryant Park, New York, NY 10036 • UNITED STATES

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Redding CA 04/2014 Present
Bank Of America, N.A. Redding CA 10/2024 Present
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2023-09-22
  • S66 Uniform Combined State Law Examination
    2023-09-22
Other Names
  • Katherine Elizabeth Van Dyke
  • Katie Peirce
  • Katherine E Vandyke

View on SEC IAPD

Other Firms

LPL FINANCIAL LLC
THRIVENT INVESTMENT MANAGEMENT INC.
RUBICON ADVISORS
THE AMERIFLEX GROUP
WELLS FARGO CLEARING SERVICES, LLC
WOVEN CAPITAL, LLC
EDWARD JONES
MARINER INDEPENDENT

Other Investors

JASON ROBERT WAYBRIGHT
ANDREW DAVID FREIBERG
JOHN STUART WINN
LEWIS GEORGE CHAMBERLAIN
BRANDY LYNN BAILEY
JASON MICHAEL RICHART
Joseph Eugene Schmitz
Jeremy Malcom Buranis

Other Offices

LPL FINANCIAL LLC · REDDING, CA
THRIVENT INVESTMENT MANAGEMENT INC. · Redding, CA
RUBICON ADVISORS · Redding, CA
THE AMERIFLEX GROUP · Redding, CA
WELLS FARGO CLEARING SERVICES, LLC · REDDING, CA
LPL FINANCIAL LLC · REDDING, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · REDDING, CA
LPL FINANCIAL LLC · Redding, CA

More in Redding, CA

Reviews

Want to share your experience?

Sign in to leave a review
Loading reviews...

Reach out to this advisor