Eric Mitchell Keling

Employer firm

Stifel, Nicolaus & Company, Incorporated CRD 793

$198B regulatory AUM

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (pooled vehicles)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 05/2015 → 02/2017
  Northwestern Mutual Life Insurance Company
  Milwaukee, WI
• 09/2015 → 02/2017
  Northwestern Mutual Investment Services Llc
  Chesterfield, MO
• 02/2016 → 02/2017
  Northwestern Mutual Wealth Management Company
  Milwaukee, WI
• 02/2017 → 03/2018
  Scottrade, Inc.
  Chesterfield, MO
• 03/2018 → Present
  Stifel Nicolaus & Co Inc
  St. Louis, MO

Previous Registrations

• 2017-07-05 → 2018-03-08
  Scottrade Investment Management
  Saint Louis, MO

Other Businesses

1. Backyard Bounce LLC; 229 Sunshine Drive, O'Fallon, MO 63368; Inflatable bounce house and party supply rentals; Owner; Rental sales, deliveries, and pickups; 08/18/2021; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.

Exams

• S66 Uniform Combined State Law Examination
  2017-07-05
• S63 Uniform Securities Agent State Law Examination
  2016-01-13

Other Names

• Eric Keling
• Eric Mitchell Keling