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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| MO | RA | APPROVED | 2018-04-06 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Northwestern Mutual Life Insurance Company | Milwaukee | WI | 05/2015 | 02/2017 |
| Northwestern Mutual Investment Services Llc | Chesterfield | MO | 09/2015 | 02/2017 |
| Northwestern Mutual Wealth Management Company | Milwaukee | WI | 02/2016 | 02/2017 |
| Scottrade, Inc. | Chesterfield | MO | 02/2017 | 03/2018 |
| Stifel Nicolaus & Co Inc | St. Louis | MO | 03/2018 | Present |
1. Backyard Bounce LLC; 229 Sunshine Drive, O'Fallon, MO 63368; Inflatable bounce house and party supply rentals; Owner; Rental sales, deliveries, and pickups; 08/18/2021; 10 Hours per Week; Not During Securities Trading Hours; Not Investment-Related.
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2017-07-05 |
| S63 | Uniform Securities Agent State Law Examination | 2016-01-13 |
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