Jonathan Stephen Jones

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 10/2005 → 07/2022
  Mass Mutual
  Virginia Beach, VA
• 05/2006 → 07/2022
  Mml Investors Services, Inc
  Virginia Beach, VA
• 07/2022 → Present
  Lpl Financial Llc
  Virginia Beach, VA

Previous Registrations

• 2013-05-22 → 2022-07-27
  Mml Investors Services, Llc
  Virginia Beach, VA

Other Businesses

1) 06/17/2022 - Oakes, Jones, & Ingram Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 2) 06/17/2022 - Oakes, Jones, and Ingram Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 3) 06/17/2022 - OJI Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 4) 06/17/2022 - Oakes, Jones, Ingram Financial - DBA for LPL Business (entity for LPL business) - Inv Rel - At Reported Business Location(s) 5) 06/17/2022 - Non-Variable Insurance Jonathan Jones - Inv Rel - At Reported Business Location(s) 6) 06/17/2022 - F.R.E.D., National Association of Federal Retirement Education Directors - Providing financial education to Federal Employees - Presenter contracted by the federal government - Non-Inv Rel - Virginia Beach, VA - Start: 2018 - 40 Hr/Mth 7) 11/28/2023 - Jonathon Jones LLC - Inv Related - At Reported Business Location(s) - DBA for LPL Business (entity for LPL business) - Started: 11/06/2023 - 120 Hrs/Mo; 6 Hrs During Trading. 8) 09/05/2025- Jones and Ingram Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/03/2025- 160 Hours Per Month- 8 Hours During Trading 9) 09/05/2025-Jones & Ingram Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/03/2025- 160 Hours Per Month- 8 Hours During Trading 10) 09/05/2025-JI Financial- DBA for LPL Business (entity for LPL business)- INV Related- At Reported Business Location(s)- Start date 09/03/2025- 160 Hours Per Month- 8 Hours During Trading

Exams

• S65 Uniform Investment Adviser Law Examination
  2013-05-07
• S63 Uniform Securities Agent State Law Examination
  2008-03-17

Other Names

• Jonathan Jones