Noah A Ferrio

Employer firm

LPl Financial LLC CRD 6413

$819B regulatory AUM 209,600 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Educational seminars
• CONSULTING AND OTHER NON-DISCRETIONARY ADVISORY SERVICES

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 08/2015 → Present
  Cuna Mutual Group
  Waverly, IA
• 08/2015 → Present
  Cuna Brokerage Services, Inc
  Waverly, IA
• 05/2022 → Present
  Lpl Financial Llc
  Essexville, MI

Previous Registrations

• 2015-08-27 → 2022-05-18
  Cuna Brokerage Services, Inc.
  Saginaw, MI
  Waverly, IA
  Saginaw, MI
  Essexville, MI
  Saginaw, MI
• 2015-02-12 → 2015-05-21
  Northwestern Mutual Investment Services, Llc
  Mt Pleasant, MI

Other Businesses

1. 05-18-2022-Jolt Financial Group- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams

• S66 Uniform Combined State Law Examination
  2014-09-09

Other Names

• Noah Allan Ferrio
• Noah A Ferrio