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Noah A Ferrio

LPl Financial LLC

Bay City, MI

Saginaw, MI

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Current Employers
Lpl Financial Llc

1055 Lpl Way, Fort Mill, SC 29715 • United States

Current Registrations

AuthorityCategoryStatusDate
MI RA APPROVED 2022-05-18
  • MI RA
    APPROVED
    Since 2022-05-18

Branch Locations

915 S Euclid Ave, Bay City, MI 48706 • United States

6180 State St, Saginaw, MI 48603 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Cuna Mutual Group Waverly IA 08/2015 Present
Cuna Brokerage Services, Inc Waverly IA 08/2015 Present
Lpl Financial Llc Essexville MI 05/2022 Present
  • 08/2015 → Present
    Cuna Mutual Group
    Waverly, IA
  • 08/2015 → Present
    Cuna Brokerage Services, Inc
    Waverly, IA
  • 05/2022 → Present
    Lpl Financial Llc
    Essexville, MI
Previous Registrations
Other Businesses

1. 05-18-2022-Jolt Financial Group- Investment Related-Business Location(s)- DBA for LPL Business (entity for LPL business)-

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-09-09
  • S66 Uniform Combined State Law Examination
    2014-09-09
Other Names
  • Noah Allan Ferrio
  • Noah A Ferrio

View on SEC IAPD

Other Firms

RECKER FINANCIAL LLC
RAYMOND JAMES & ASSOCIATES, INC.
AMERIPRISE FINANCIAL SERVICES, LLC
OSAIC WEALTH, INC.
EDWARD JONES
CETERA INVESTMENT ADVISERS LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
LPL ENTERPRISE, LLC

Other Investors

MARK RAYMOND RECKER
LEE WALTER MILLER
BRIAN THOMAS ABRAHAM
LYNN MARIE GEHOSKI
MICHELE ANN VALENTINE-DOBSCHENSKY
ROGER C COOLEY
EVE MARIA GUNTHER
Michael Eric Wegener

Other Offices

RECKER FINANCIAL LLC · BAY CITY, MI
RAYMOND JAMES & ASSOCIATES, INC. · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
AMERIPRISE FINANCIAL SERVICES, LLC · Bay City, MI
OSAIC WEALTH, INC. · BAY CITY, MI
EDWARD JONES · BAY CITY, MI
CETERA INVESTMENT ADVISERS LLC · BAY CITY, MI
STATE FARM INVESTMENT MANAGEMENT CORP. · Bay City, MI

More in Bay City, MI

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