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John Bartholomew Wills

The Kocen Financial Group, Inc.

Rancho Mirage, CA

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Current Employers
The Kocen Financial Group, Inc.

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-01
  • CA RA
    APPROVED
    Since 2018-08-01

Branch Locations

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Kocen Financial Group, Inc. Rancho Mirage CA 07/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-01
  • S65 Uniform Investment Adviser Law Examination
    2018-08-01

View on SEC IAPD

Other Firms

THE WEALTH CONSULTING GROUP
U.S. BANCORP ADVISORS, LLC
STATE FARM INVESTMENT MANAGEMENT CORP.
WELLS FARGO CLEARING SERVICES, LLC
J.P. MORGAN SECURITIES LLC
PFS INVESTMENTS INC.
EDWARD JONES
MWA FINANCIAL SERVICES INC.

Other Investors

MARIA SPIRTOS KINER
Stephen Yuan-Liang Kuo
MELANIE MARIE VILLENEUVE
BOBBI COLVIN DUFFLE
CLAUDIA LARES-JIMENEZ
Elizabeth Hammer
Timothy Shaun Wood
ERNESTO ARCOS

Other Offices

THE WEALTH CONSULTING GROUP · RANCHO MIRAGE, CA
U.S. BANCORP ADVISORS, LLC · Cathedral City, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Rancho Mirage, CA
WELLS FARGO CLEARING SERVICES, LLC · RANCHO MIRAGE, CA
J.P. MORGAN SECURITIES LLC · RANCHO MIRAGE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cathedral City, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA

More in Rancho Mirage, CA

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