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John Bartholomew Wills

The Kocen Financial Group, Inc.

Rancho Mirage, CA

CRD 6321945

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Employer firm

The Kocen Financial Group, Inc. CRD 112129

$186M regulatory AUM 2 advisory clients

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Selection of other advisers

From the firm’s Form ADV. Read the guides:

Current Employers
The Kocen Financial Group, Inc.

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2018-08-01
  • CA RA
    APPROVED
    Since 2018-08-01

Branch Locations

35900 Bob Hope Dr., Suite 202, Rancho Mirage, CA 92270-1767 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
The Kocen Financial Group, Inc. Rancho Mirage CA 07/2007 Present
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2018-08-01
  • S65 Uniform Investment Adviser Law Examination
    2018-08-01

View on SEC IAPD

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THE WEALTH CONSULTING GROUP · RANCHO MIRAGE, CA
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