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Stephen Yuan-Liang Kuo

U.S. Bancorp Advisors, LLC

Cathedral City, CA

Palm Springs, CA

Twentynine Palms, CA

Yucca Valley, CA

Palm Springs, CA

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Current Employers
U.S. Bancorp Advisors, Llc

60 Livingston Ave Ep-Mn-N2Wc, Saint Paul, MN 55107 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-07
  • CA RA
    APPROVED
    Since 2025-01-07

Branch Locations

35950 Date Palm Dr, Cathedral City, CA 92234 • United States

1793 E Palm Canyon Dr, Palm Springs, CA 92264 • United States

6325 Adobe Rd, Twentynine Palms, CA 92277 • United States

57550 29 Palms Hwy, Yucca Valley, CA 92284 • United States

500 S Indian Canyon Dr, Palm Springs, CA 92264 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Waddell & Reed, Inc Indian Wells CA 11/2014 09/2016
Various Insurance Carriers For W&R Insurance Agencies Banning CA 04/2016 09/2016
Td Ameritrade Indian Wells CA 09/2016 12/2022
Charles Schwab And Co., Inc. Indian Wells CA 12/2022 01/2024
U.S. Bancorp Advisors, Llc Palm Springs CA 01/2025 Present
Unemployed Palm Desert CA 01/2024 01/2025
  • 11/2014 → 09/2016
    Waddell & Reed, Inc
    Indian Wells, CA
  • 04/2016 → 09/2016
    Various Insurance Carriers For W&R Insurance Agencies
    Banning, CA
  • 09/2016 → 12/2022
    Td Ameritrade
    Indian Wells, CA
  • 12/2022 → 01/2024
    Charles Schwab And Co., Inc.
    Indian Wells, CA
  • 01/2025 → Present
    U.S. Bancorp Advisors, Llc
    Palm Springs, CA
  • 01/2024 → 01/2025
    Unemployed
    Palm Desert, CA
Previous Registrations
  • 2022-01-26 → 2024-01-10
    Charles Schwab & Co., Inc.
    Indian Wells, CA
  • 2016-10-24 → 2023-09-07
    Td Ameritrade Investment Management, Llc
    Indian Wells, CA
    Indian Wells, CA
  • 2016-10-24 → 2022-10-14
    Td Ameritrade, Inc.
    Indian Wells, CA
  • 2016-03-14 → 2016-11-03
    Waddell & Reed
    Indian Wells, CA
    Riverside, CA
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-03-12
  • S66 Uniform Combined State Law Examination
    2016-03-12
Other Names
  • Steven Kuo
  • Stephen Kuo
  • Stephen Yuan-Liang Kuo
  • Steve Kuo
  • Stephen Y Kuo

View on SEC IAPD

Other Firms

PFS INVESTMENTS INC.
STATE FARM INVESTMENT MANAGEMENT CORP.
THE WEALTH CONSULTING GROUP
THE KOCEN FINANCIAL GROUP, INC.
J.P. MORGAN SECURITIES LLC
LPL FINANCIAL LLC
EDWARD JONES
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED

Other Investors

ERNESTO ARCOS
AZUCENA HINOJOSA-DIOSDADO
Timothy Shaun Wood
MARIA SPIRTOS KINER
David Tsikman
PENNY JACQUELINE HOUSEMAN
JOHN BARTHOLOMEW WILLS
Jennifer R. Pyle-Suafo'a

Other Offices

PFS INVESTMENTS INC. · CATHEDRAL CITY, CA
PFS INVESTMENTS INC. · CATHEDRAL CITY, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Cathedral City, CA
THE WEALTH CONSULTING GROUP · RANCHO MIRAGE, CA
THE KOCEN FINANCIAL GROUP, INC. · RANCHO MIRAGE, CA
J.P. MORGAN SECURITIES LLC · RANCHO MIRAGE, CA
LPL FINANCIAL LLC · RANCHO MIRAGE, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Palm Springs, CA

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