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Inactive

Carlo James Airdo

Chicago Oakbrook Financial Group

Oak Brook, IL

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Current Employers
Chicago Oakbrook Financial Group

903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States

Current Registrations

AuthorityCategoryStatusDate
IL RA APPROVED 2024-12-10
TX RA APPROVED 2024-12-10
  • IL RA
    APPROVED
    Since 2024-12-10
  • TX RA
    APPROVED
    Since 2024-12-10

Branch Locations

903 Commerce Drive, Suite 300, Oak Brook, IL 60523 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Chicago Oakbrook Financial Group (B/D Is Commonwealth) Oak Brook IL 04/2014 12/2024
Commonwealth Financial Network Waltham MA 10/2014 12/2024
Chicago Oakbrook Financial Group Oak Brook IL 12/2024 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-12-09
  • S66 Uniform Combined State Law Examination
    2014-12-09
Designations

View on SEC IAPD

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MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
CLIFTONLARSONALLEN WEALTH ADVISORS, LLC · OAK BROOK, IL
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · OAK BROOK, IL
NORTHWESTERN MUTUAL INVESTMENT SERVICES, LLC · Oak Brook, IL
WEALTHQUEST CORPORATION · OAK BROOK, IL
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