Alexander John Wallerich

Current Employers

Employment History

• 04/2014 → 02/2017
  New York Life Insurance Company
  Edina, MN
• 09/2014 → 02/2017
  Nylife Securitites Llc
  Edina, MN
• 04/2011 → Present
  The Railhouse Grill
  Lake City, MN
• 02/2017 → Present
  Kestra Investment Services, Llc
  Plymouth, MN
• 03/2017 → Present
  Kestra Advisory Services, Llc
  Plymouth, MN

Other Businesses

Business Name: The KNW Group Investment Related: Yes Address: 605 Hwy 169 North, Suite 200 Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name Position, Title or Relationship: Wealth Manager & Financial Advisor Start Date: 2/20/2017 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Assist client with investment related decisions and provide investment related products and services Business Name: NFP Investment Related: Yes Address: 505 Waterford Park, Highway 169 N. Plymouth MN 55441 Nature of Business: Registered Rep Activities through Kestra Investment Services, LLC using a DBA name; Investment Advisory services through Kestra Advisory Services, LLC Position, Title or Relationship: Senior Advisor - Wealth Management Start Date: 3/11/2019 Hours per month: 100%+ (More than 160 hours) Hours per month during trading hours: Up to 100% (0 to 160 hours) Duties: Assist client with investment related decisions and provide investment related products and services Business Name: KESTRA ADVISORY SERVICES POSITION: Advisor NATURE: Investment advisory services through Kestra Advisory Services, LLC INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 30 START DATE: 04/01/2022 ADDRESS: 5707 Southwest Parkway, Building 2, Suite 400, Austin MN 78735 DESCRIPTION: Financial Planning

Exams

• S66 Uniform Combined State Law Examination
  2017-03-31
• S63 Uniform Securities Agent State Law Examination
  2015-11-03