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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-11-25
  • TX RA
    APPROVED
    Since 2014-11-25

Branch Locations

2575 East Camelback Road Suite 900, Phoenix, AZ 85016 • United States

Mesa, AZ • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ubs Financial Services Inc. Scottsdale AZ 04/2014 Present
Other Businesses

East Valley Women's League / PO Box 10804 Tempe,AZ 85284 / Other/ Other Non Profit / Non Profit / Member of Board of Directors / / Planning the annual fundraising activities / Start Date 06/01/2017/ End Date 06/01/2018/ Non Profit 43252 /

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-08-06
  • S66 Uniform Combined State Law Examination
    2014-08-06

View on SEC IAPD

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