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Current Employers
Morgan Stanley

2000 Westchester Avenue, Purchase, NY 10577-2530 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2023-03-06
DE RA APPROVED 2009-06-01
  • TX RA
    APPROVED_RES
    Since 2023-03-06
  • DE RA
    APPROVED
    Since 2009-06-01

Branch Locations

55 Cascade Lane, Rehoboth Beach, DE 19971 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Morgan Stanley Smith Barney Llc Rehoboth Beach DE 06/2009 Present
Morgan Stanley Private Bank, N.A. New York NY 01/2015 Present
  • 06/2009 → Present
    Morgan Stanley Smith Barney Llc
    Rehoboth Beach, DE
  • 01/2015 → Present
    Morgan Stanley Private Bank, N.A.
    New York, NY
Previous Registrations
Other Businesses

*428194 - POA; Investment related: Yes; Lebanon, Pennsylvania; POA; 10/2022; During business hours: 1; After business hours: 0 *526851 - CAMP Rehoboth;; Investment related:No; Rehoboth Beach, Delaware; Civic/Community; Board Member, Interim Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 2; After business hours: 4; Accounting/Bookkeeping

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2006-06-23
  • S66 Uniform Combined State Law Examination
    2006-06-23
Other Names
  • Jenn Harpel

View on SEC IAPD

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