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2000 Westchester Avenue, Purchase, NY 10577-2530 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED_RES | 2023-03-06 |
| DE | RA | APPROVED | 2009-06-01 |
Branch Locations
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Morgan Stanley Smith Barney Llc | Rehoboth Beach | DE | 06/2009 | Present |
| Morgan Stanley Private Bank, N.A. | New York | NY | 01/2015 | Present |
*428194 - POA; Investment related: Yes; Lebanon, Pennsylvania; POA; 10/2022; During business hours: 1; After business hours: 0 *526851 - CAMP Rehoboth;; Investment related:No; Rehoboth Beach, Delaware; Civic/Community; Board Member, Interim Treasurer (proprietor, partner, officer, director, employee, trustee, agent); 11/2022; During business hours: 2; After business hours: 4; Accounting/Bookkeeping
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2006-06-23 |
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