Scott K Williams

Current Employers

Employment History

• 01/2011 → Present
  Investmark Advisory Group Llc
  Shelton, CT
• 11/2025 → Present
  Commonwealth Financial Network
  Shelton, CT

Other Businesses

1)11/2025 Commonwealth Financial Network; Registered Associate/IAR; Investment Advisory Firm; Investment Related; 3 Enterprise Drive, Fourth Floor, Shelton, CT 06484; 160Hours/Month;160 trading Hours/Month; Utilize tracking CE Requirement system for dully registered IARs with Investmark Advisory Group. 2) 1/2011 Investmark Advisory Group LLC; 1/2011 Chief Compliance Officer/Director of Operations & 1/2026 Investment Adviser Representative; Investment Advisory Firm; Investment Related; 3 Enterprise Drive, Fourth Floor, Shelton, CT 06484; 160 Hours/month; all during trading hours; 0 no trading; firm wide compliance process/procedures; marketing; operational - HR, Insurance, BCP 2) 1/2011 Investmark Advisory Group LLC; 1/2011 Chief Compliance Officer/Director of Operations & 1/2026 Investment Adviser Representative; Investment Advisory Firm; Investment Related; 3 Enterprise Drive, Fourth Floor, Shelton, CT 06484; 160 Hours/Month; all during trading Hours; manage firm wide compliance process/procedures; Firm marketing efforts/Direct operational activities including HR, Insurance, Business Continuity, etc.

Exams

• S65 Uniform Investment Adviser Law Examination
  2025-11-18