Cory Joseph Sickles

Current Employers

Employment History

• 02/2012 → Present
  Safe Harbor Retirement Group, Llc
  Dublin, OH
• 04/2014 → 09/2016
  Safe Harbor Wealth Management, Llc
  Dublin, OH
• 07/2016 → Present
  Safe Harbor Wealth Advisors, Llc
  Dublin, OH
• 06/2019 → Present
  Safe Harbor Health, Llc
  Dublin, OH
• 04/2020 → 04/2024
  Gradient Investments, Llc
  Arden Hills, MN
• 11/2024 → Present
  Prosperity Asset Management, Llc
  Louisville, KY
• 10/2025 → Present
  Safe Harbor Holdco 1, Inc
  Columbus, OH
• 10/2025 → Present
  Safe Harbor Holdco 2, Inc
  Columbus, OH
• 10/2025 → Present
  Safe Harbor Intermediate, Llc
  Columbus, OH
• 10/2025 → Present
  Meraki Intermediate Holdings, Llc
  Scottsdale, AZ

Previous Registrations

• 2020-04-14 → 2024-04-12
  Gradient Investments, Llc
  Dublin, OH
• 2014-04-07 → 2016-09-14
  Safe Harbor Wealth Management, Llc
  Dublin, OH
  Beavercreek, OH
  Cincinnati, OH
  Columbus, OH

Other Businesses

Safe Harbor Retirement Group, LLC; investment related; Dublin OH, insurance sales; started 02/2012; approximately 50% of time. Safe Harbor Health, LLC; investment related, Dublin, OH; President/Owner; Medicare supplement sales; started 06/2019; approximately 1% of time. Safe Harbor Wealth Advisors, LLC; Investment Related; Dublin, OH; Managing Member/Investment Advisor Representative/CCO; Started 07/2016; Approximately 49% of his time Prosperity Asset Management, LLC; Investment Related; Louisville, KY; Investment Advisor Representative for succession planning purposes; Started 11/2024; 0% of time Safe Harbor Holdco 1, Inc. Safe Harbor Holdco 2, Inc. Safe Harbor Intermediate, LLC and Meraki Intermediate Holdings, LLC are all holding companies. No time is spent in these entities.

Exams

• S65 Uniform Investment Adviser Law Examination
  2014-03-29