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Current Employers
Stifel, Nicolaus & Company, Incorporated

501 N Broadway, St Louis, MO 63102 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2015-01-06
VA RA APPROVED 2014-07-21
  • TX RA
    APPROVED
    Since 2015-01-06
  • VA RA
    APPROVED
    Since 2014-07-21

Branch Locations

1200 Commerce Street Suite 100, Lynchburg, VA 24504 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Stifel Nicolaus & Co Inc Lynchburg VA 04/2014 Present
  • 04/2014 → Present
    Stifel Nicolaus & Co Inc
    Lynchburg, VA
Other Businesses

1. Downtown Lynchburg Association; 901 Church St Lynchburg, VA 24504; Non-profit for the development and sustainability of downtown; Board of Directors; Board member and approving committee proposals; 01/16/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment Related. 2. LMST Ventures LLC; 121 River Rd Altavista, VA 24517; real estate/rental property; Act for/on behalf of the LLC; Buy/sell real estate, manage rental properties; 10/04/2021; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Forest Softball Organization; 1091 N Garrison Ct Goode, VA 24556; Supports the softball program at Jefferson Forest High School in Forest, VA; Board of Directors - Treasurer; member of the board, keep an accounting ledger; 10/01/2025; 10hrs/yr; Not during securities trading hours; Not investment related

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2014-06-20
  • S66 Uniform Combined State Law Examination
    2014-06-20
Other Names
  • David Midkiff

View on SEC IAPD

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