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501 N Broadway, St Louis, MO 63102 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2015-01-06 |
| VA | RA | APPROVED | 2014-07-21 |
Branch Locations
1200 Commerce Street Suite 100, Lynchburg, VA 24504 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Stifel Nicolaus & Co Inc | Lynchburg | VA | 04/2014 | Present |
1. Downtown Lynchburg Association; 901 Church St Lynchburg, VA 24504; Non-profit for the development and sustainability of downtown; Board of Directors; Board member and approving committee proposals; 01/16/2020; 2 Hours per Month; Not During Securities Trading Hours; Not Investment Related. 2. LMST Ventures LLC; 121 River Rd Altavista, VA 24517; real estate/rental property; Act for/on behalf of the LLC; Buy/sell real estate, manage rental properties; 10/04/2021; 5 Hours per Month; Not During Securities Trading Hours; Investment-Related. 3. Forest Softball Organization; 1091 N Garrison Ct Goode, VA 24556; Supports the softball program at Jefferson Forest High School in Forest, VA; Board of Directors - Treasurer; member of the board, keep an accounting ledger; 10/01/2025; 10hrs/yr; Not during securities trading hours; Not investment related
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-06-20 |
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