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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2024-11-14 |
Branch Locations
1731 Technology Dr Suite 600, San Jose, CA 95110 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Waddell & Reed, Inc | Campbell | CA | 04/2014 | 11/2017 |
| Various Insurance Carriers For W&R Insurance Agencies | Santa Clara | CA | 07/2014 | 11/2017 |
| A2Z Tax And Financials, Inc. | Irvine | CA | 08/2016 | Present |
| A2Z Tax And Financials, Inc. | Santa Clara | CA | 02/2017 | Present |
| Prudential Insurance Company Of America | San Jose | CA | 11/2017 | Present |
| Pruco Securities, Llc. | San Jose | CA | 11/2017 | 11/2024 |
| Lpl Enterprise, Llc | San Jose | CA | 11/2024 | Present |
1) 09/03/2024- A Zahabi Management Inc- Business Owner- Tax preparation or advice- Not INV Related- San Jose, CA- Start Date 02/01/2017- 5hrs/mth- 0hrs during trading 2) 09/03/2024- A2Z Tax & Financials, Inc- Real Estate Agent- Mortgage/Real Estate Services- Not INV Related- San Jose, CA- Start Date 08/01/2016- 5hrs/mth- 0hrs during trading 3) 09/03/2024- Investate LLC- I own this rental property and literally I do nothing, it's been rented to the same tenant for over 15 years- Real Estate Agent- INV Related- San Jose, CA- Start Date 11/01/2017- 0hrs/mth- 0hrs during trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2014-12-24 |
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