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Vanguard Advisers, Inc. CRD 106715
$345B regulatory AUM 89,430 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
100 Vanguard Blvd, Malvern, PA 19355 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| AZ | RA | APPROVED | 2025-06-23 |
| TX | RA | APPROVED_RES | 2025-06-07 |
Branch Locations
14321 N Northsight Blvd, Scottsdale, AZ 85260 • United States
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Charles Schwab & Co., Inc. | Austin | TX | 03/2014 | 07/2017 |
| Charles Schwab Bank | La Jolla | CA | 07/2017 | 01/2020 |
| Anchor Bay Capital, Inc. | Carlsbad | CA | 01/2020 | 06/2020 |
| Anchor Bay Securities, Llc | Carlsbad | CA | 01/2020 | 06/2020 |
| Epstein And White Financial Llc | San Diego | CA | 06/2020 | 10/2020 |
| Fidelity Investments | Vista | CA | 06/2021 | 07/2023 |
| Pure Financial | San Diego | CA | 11/2020 | 05/2021 |
| Vanguard Marketing Corporation | Scottsdale | AZ | 05/2025 | Present |
| The Vanguard Group, Inc. | Scottsdale | AZ | 05/2025 | Present |
| Fidelity Investments | Scottsdale | AZ | 07/2023 | 01/2025 |
| Unemployed | Scottsdale | AZ | 01/2025 | 05/2025 |
| Charles Schwab & Co. Inc. | La Jolla | CA | 07/2017 | 01/2020 |
| Vanguard Advisers, Inc. | Scottsdale | AZ | 05/2025 | Present |
NAME OF BUSINESS: INSURANCE LICENSE INVESTMENT-RELATED ADDRESS: MESA, AZ NATURE OF BUSINESS: LIFE AND HEALTH POSITION: N/A START DATE: 07/2017 APPROXIMATE HOURS/MONTH: 0 HOURS DEVOTED DURING TRADING HOURS: 0 DUTIES: MAINTAIN LICENSE ONLY
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2016-08-22 |
| S63 | Uniform Securities Agent State Law Examination | 2014-08-08 |
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