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Nicholas L Hatfield

Ep Wealth Advisors

Greenwood Village, CO

Torrance, CA

CRD 6318683

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Employer firm

Ep Wealth Advisors CRD 111147

$45.1B regulatory AUM

Reported services (Item 5G)

  • Financial planning
  • Portfolio management (individuals)
  • Portfolio management (institutions)
  • Selection of other advisers
  • Educational seminars
  • RETIREMENT PLAN ADVISORY SERVICES & TAX PREPARATION SERVICES

From the firm’s Form ADV. Read the guides:

Current Employers
Ep Wealth Advisors

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-09-20
CO RA APPROVED 2025-09-20
FL RA APPROVED 2025-09-20
GA RA APPROVED 2024-09-16
LA RA APPROVED 2024-08-27
TX RA APPROVED 2024-07-10
  • CA RA
    APPROVED
    Since 2025-09-20
  • CO RA
    APPROVED
    Since 2025-09-20
  • FL RA
    APPROVED
    Since 2025-09-20
  • GA RA
    APPROVED
    Since 2024-09-16
  • LA RA
    APPROVED
    Since 2024-08-27
  • TX RA
    APPROVED
    Since 2024-07-10

Branch Locations

7400 E. Orchard Road Suite 150 S, Greenwood Village, CO 80111 • United States

21535 Hawthorne Blvd Suite 400, Torrance, CA 90503 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Miceli Financial Planning Littleton CO 06/2012 12/2016
Rampart Wealth Advisors Greenwood Village CO 01/2017 10/2018
Ep Wealth Advisors, Llc Torrance CA 10/2018 Present
  • 06/2012 → 12/2016
    Miceli Financial Planning
    Littleton, CO
  • 01/2017 → 10/2018
    Rampart Wealth Advisors
    Greenwood Village, CO
  • 10/2018 → Present
    Ep Wealth Advisors, Llc
    Torrance, CA
Previous Registrations
  • 2014-10-27 → 2018-10-08
    Rampart Wealth Advisors
    Greenwood Village, CO
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-24
  • S65 Uniform Investment Adviser Law Examination
    2014-09-24
Designations
  • Certified Financial Planner

View on SEC IAPD

Nearby Firms

DODDS WEALTH, LLC
MARSHALL INVESTMENT MANAGEMENT, LLC
AXS CAPITAL, LLC

Nearby Investors

BRENNAN PAUL PATE
JOHN MICHAEL DODDS
Natalie Ford

Nearby Offices

DODDS WEALTH, LLC · GREENWOOD VILLAGE, CO
MARSHALL INVESTMENT MANAGEMENT, LLC · GREENWOOD VILLAGE, CO
AXS CAPITAL, LLC · GREENWOOD VILLAGE, CO

More in Greenwood Village, CO

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