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Amy Filliater Georges

Merrill Lynch, Pierce, Fenner & Smith Incorporated

Virginia Beach, VA

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Current Employers
Merrill Lynch, Pierce, Fenner & Smith Incorporated

One Bryant Park, New York, NY 10036 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2021-07-08
VA RA APPROVED 2021-05-07
  • TX RA
    APPROVED
    Since 2021-07-08
  • VA RA
    APPROVED
    Since 2021-05-07

Branch Locations

208 Golden Oak Ct, Virginia Beach, VA 23452 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 05/2018 08/2019
Morgan Stanley Virginia Beach VA 09/2015 04/2018
Oppenheimer & Co. Inc Virginia Beach VA 08/2019 02/2021
Merrill Lynch, Pierce, Fenner & Smith Incorporated Norfolk VA 02/2021 Present
Previous Registrations
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2016-04-25
  • S66 Uniform Combined State Law Examination
    2016-04-25
Other Names
  • Amy Elizabeth Filliater
  • Amy Filliater Georges
  • Amy Georges

View on SEC IAPD

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