Michael Lee Wolbers

Employer firm

Ameriprise Financial Services, LLC CRD 6363

$660B regulatory AUM 124,349 advisory clients

Reported services (Item 5G)

• Financial planning
• Portfolio management (individuals)
• Portfolio management (institutions)
• Pension consulting
• Selection of other advisers
• Periodicals / newsletters

From the firm’s Form ADV. Read the guides:

• Item 5F — Regulatory AUM
• Item 5G — Advisory services
• Full firm profile

Current Employers

Employment History

• 04/2006 → 10/2016
  World Financial Group
  Madison, WI
• 04/2006 → 10/2016
  Wisconsin River Golf Club
  Stevens Point, WI
• 01/2012 → 10/2016
  Transamerica Financial Advisors, Inc
  Madison, WI
• 10/2016 → 03/2020
  Ameriprise Financial Services, Inc.
  Stevens Point, WI
• 03/2020 → Present
  Ameriprise Financial Services, Llc
  Stevens Point, WI

Previous Registrations

• 2012-01-06 → 2016-10-12
  Transamerica Financial Advisors, Llc
  Madison, WI
• 2008-07-01 → 2012-01-06
  Investment Advisors International, Inc.
  Madison, WI

Other Businesses

Outside Employment; SAA-LLC; Associate Financial Advisor -; To manage practice operations; 3241A Business Park Dr.Stevens Point, WI 54482, ,; Not Investment-Related; 01/01/2017; 60 hours per month; 60 during trading hours.

Exams

• S65 Uniform Investment Adviser Law Examination
  2008-06-09
• S63 Uniform Securities Agent State Law Examination
  2006-08-12

Designations

• Chartered Financial Consultant

Other Names

• Michael Wolbers