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7100 W Camino Real Ste 302-1/44, Boca Raton, FL 33433 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| FL | RA | APPROVED | 2024-06-24 |
Branch Locations
7100 W Camino Real Ste 302-1/44, Boca Raton, FL 33433 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Laidlaw & Company (Uk) Ltd. | Fort Lauderdale | FL | 04/2014 | 07/2017 |
| Westpark Capital | Ft Lauderdale | FL | 07/2017 | 03/2018 |
| Frank Theaters | Boynton Beach | FL | 01/2017 | 04/2020 |
| Axa Advisors, Llc | New York | NY | 03/2020 | 06/2020 |
| Equitable Advisors, Llc | New York | NY | 03/2020 | 12/2023 |
| Eaton Financial Holdings Company, Llc | Boca Raton | FL | 12/2023 | 06/2024 |
| Equitable Advisors | Boca Raton | FL | 03/2020 | 12/2023 |
| Paragon Theaters | Delray Beach | FL | 01/2024 | Present |
| Laidlaw & Company | Fort Lauderdale | FL | 04/2014 | 07/2017 |
| Palm Wealth Partners | Boca Raton | FL | 06/2024 | Present |
1.) Paragon Theaters; Not Investment-related; Location: 14775 Lyons Rd, Delray Beach, FL 33446; Description of the business: Bartender; Responsibilities Duties: Pour drinks and serve food; Start date: 2024-01-05; Approximately 60 hours/month devoted to business with all hours outside of securities trading hours. 2.) Insurance Sales; Investment-related; Location of the business: 7100 West Camino Real, Ste 302-1, Boca Raton, FL 33433; Insurance agent; Responsibilities Duties: Insurance sales; Start date: 2024-01-23; Approximately 5 hours/month devoted to business, primarily during securities trading hours.
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2023-03-02 |
| S63 | Uniform Securities Agent State Law Examination | 2014-09-17 |
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