Christopher Michael Nelson

Current Employers

Employment History

• 10/2015 → 12/2019
  Thrivent Financial
  Appleton, WI
• 10/2015 → 12/2019
  Thrivent Investment Management Inc
  Appleton, WI
• 01/2020 → 01/2024
  Woodbury Financial Services Inc
  Fond Du Lac, WI
• 01/2024 → Present
  Osaic Wealth, Inc.
  Fond Du Lac, WI

Previous Registrations

• 2020-01-06 → 2024-01-19
  Woodbury Financial Services, Inc.
  Fond Du Lac, WI
• 2015-10-28 → 2019-12-24
  Thrivent Investment Management Inc.
  Appleton, WI
• 2014-08-18 → 2015-09-29
  Edward Jones
  St Louis, MO
  Appleton, WI

Other Businesses

1. WAYPOINT FINANCIAL SOLUTIONS, INC. - DBA POSITION: The purpose of this OBA is to disclose my DBA, Waypoint Financial Solutions, Inc. NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2023 ADDRESS: 109 E. Badger St, Waupaca WI 54981, United States DESCRIPTION: The purpose of this OBA is to disclose my DBA, Waypoint Financial Solutions, Inc. where I provide financial planning and investment advisory services to clients. Provide financial planning and investment advisory services to clients, including reviewing financial goals, analyzing investment portfolios, making investment recommendations, and assisting clients with retirement, income, and wealth management planning. Duties also include ongoing client service, account reviews, and coordination with other professionals as appropriate. 2. WAYPOINT FINANCIAL SOLUTIONS, INC - NOTARY PUBLIC POSITION: Financial Advisor NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 1 SECURITIES TRADING HOURS: 1 START DATE: 04/01/2023 ADDRESS: 109 E. Badger St, Waupaca WI 54981, United States DESCRIPTION: Serving as a notary public involves witnessing signatures, verifying identities, administering oaths, and authenticating documents in accordance with state law on an independent, non-securities-related basis. 3. WAYPOINT FINANCIAL SOLUTIONS, INC - TAX PREPERATION POSITION: Financial Advisor NATURE: N/A INVESTMENT RELATED: No NUMBER OF HOURS: 20 SECURITIES TRADING HOURS: 20 START DATE: 03/01/2026 ADDRESS: 109 E. Badger St, Waupaca WI 54981, United States DESCRIPTION: Providing tax preparation services involves assisting individuals and businesses with the preparation and filing of federal, state, and local tax returns and related tax documents. 4. WAYPOINT FINANCIAL SOLUTIONS, INC. POSITION: Trading & Operations Director NATURE: N/A INVESTMENT RELATED: Yes NUMBER OF HOURS: 160 SECURITIES TRADING HOURS: 130 START DATE: 04/01/2023 ADDRESS: 109 E. Badger St, Waupaca WI 54981, United States DESCRIPTION: Assist clients with trades, transactions and paperwork under the guidance of multiple advisors. 5. OPEN BOOK FAITH LLC POSITION: Owner NATURE: LLC INVESTMENT RELATED: No NUMBER OF HOURS: 5 SECURITIES TRADING HOURS: 0 START DATE: 08/01/2026 ADDRESS: 361 Willow Lane, Menasha WI 54952, United States DESCRIPTION: Author and owner of a small business established to self-publish and sell a book I wrote. Duties are limited to occasional administrative tasks related to book sales, royalties, expenses, and maintaining the business.

Exams

• S66 Uniform Combined State Law Examination
  2014-06-21