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Anna-Christina Brockschmidt

Pacific Financial Strategies, Inc

Thousand Oaks, CA

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Current Employers
Pacific Financial Strategies, Inc

223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA 91360 • United States

Current Registrations

AuthorityCategoryStatusDate
CA RA APPROVED 2025-01-01
UT RA APPROVED 2022-03-29
TX RA APPROVED_RES 2021-12-12
  • CA RA
    APPROVED
    Since 2025-01-01
  • UT RA
    APPROVED
    Since 2022-03-29
  • TX RA
    APPROVED_RES
    Since 2021-12-12

Branch Locations

223 E. Thousand Oaks Blvd., Suite 403, Thousand Oaks, CA 91360 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Pacific Financial Strategies Thousand Oaks CA 06/2012 Present
  • 06/2012 → Present
    Pacific Financial Strategies
    Thousand Oaks, CA
Other Businesses

Agoura Hills Recreation Center; not investment-related; 20610 Thousand Oaks Blvd, Agoura Hills CA 91302; position: recreation leader; 09/2011-present; 15 hours/month on weekends.

Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2015-11-11
  • S65 Uniform Investment Adviser Law Examination
    2015-11-11
Other Names
  • Anna-Christina Garcia
  • Anna Brockschmidt

View on SEC IAPD

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Other Offices

IBN ASSET MANAGEMENT, LLC · THOUSAND OAKS, CA
STATE FARM INVESTMENT MANAGEMENT CORP. · Thousand Oaks, CA
AMERIPRISE FINANCIAL SERVICES, LLC · Thousand Oaks, CA
LPL FINANCIAL LLC · THOUSAND OAKS, CA
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED · THOUSAND OAKS, CA
STRATEGIC FINANCIAL · THOUSAND OAKS, CA
GOLD COAST SECURITIES, INC. · THOUSAND OAKS, CA
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