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Cetera Investment Advisers LLC CRD 105644
$257B regulatory AUM 24,019 advisory clients
Reported services (Item 5G)
From the firm’s Form ADV. Read the guides:
1450 American Lane 6Th Floor, Suite 650, Schaumburg, IL 60173-2096 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| IN | RA | APPROVED | 2026-02-06 |
Branch Locations
9011 N. Meridian St. Suite 125, Indianapolis, IN 46260 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Cambridge Investment Research, Inc. | Fairfield | IA | 04/2024 | 02/2026 |
| Cambridge Investment Research, Inc. | Faifield | IA | 10/2023 | 02/2026 |
| Ruth Chris Steakhouse | Indianapolis | IN | 04/2022 | Present |
| Seasons 52 | Indianapolis | IN | 09/2019 | 04/2022 |
| Chickies & Pete's | Atlantic City | NJ | 04/2019 | 08/2019 |
| Cafe Luciano | Somers Point | NJ | 11/2018 | 04/2019 |
| Harry's Oyster Bar | Atlantic City | NJ | 04/2018 | 11/2018 |
| Unemployed | Indianapolis | IN | 07/2016 | 04/2018 |
| Cambridge Investment Research Advisors, Inc. | Fairfield | IA | 01/2025 | 02/2026 |
| Tpg Financial | Indianapolis | IN | 02/2026 | Present |
| Cetera Wealth Services, Llc | El Segundo | CA | 02/2026 | Present |
| Cetera Investment Advisers Llc | Schaumburg | IL | 02/2026 | Present |
1. NAME OF OTHER BUSINESS: FIXED INSURANCE WITH VARIOUS COMPANIES INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: FIXED INSURANCE START DATE: 02/2026 APX NUMBER OF HOURS PER WEEK: 1 APX NUMBER OF HOURS DURING TRADING HOURS: 1 POSITION/TITLE/RELATIONSHIP: INSURANCE AGENT BRIEF DESCRIPTION OF DUTIES: SELLS FIXED INSURANCE PRODUCTS 2. NAME OF OTHER BUSINESS: RUTH CHRIS STEAKHOUSE INVESTMENT RELATED: NO ADDRESS: INDIANAPOLIS, IN 46240 NATURE OF BUSINESS: RESTAURANT START DATE: 04/2022 POSITION/TITLE/RELATIONSHIP: SERVER APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: SERVER; 3. NAME OF OTHER BUSINESS: TPG FINANCIAL GROUP INVESTMENT RELATED: YES ADDRESS: SAME AS REGISTERED LOCATION NATURE OF BUSINESS: DBA FOR FINANCIAL SERVICES START DATE: 02/2026 POSITION/TITLE/RELATIONSHIP: FINANCIAL PROFESSIONAL APX NUMBER OF HOURS PER WEEK: 30 APX NUMBER OF HOURS DURING TRADING HOURS: 0 BRIEF DESCRIPTION OF DUTIES: ASSISTING THE ADVISOR WITH CLIENTS. MARKETING TO PROSPECTS TO ACQUIRE NEW CLIENTS. GENERAL ADMINISTRATIVE TASKS;
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2024-12-23 |
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