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Current Employers
Raymond James Financial Services Advisors, Inc

880 Carillon Parkway, Saint Petersburg, FL 33716 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2018-11-05
NM RA APPROVED 2017-06-15
  • TX RA
    APPROVED
    Since 2018-11-05
  • NM RA
    APPROVED
    Since 2017-06-15

Branch Locations

5911 Jefferson St Ne Ste A, Albuquerque, NM 87109 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Raymond James Financial Services, Inc. Albuquerque NM 04/2016 Present
Raymond James Financial Services Advisors Inc. Albuquerque NM 06/2017 Present
Other Businesses

(1)Name of Business: Family Jules, LLC Address: 5911 Jefferson St NE Ste A, Albuquerque, NM, 87109-3432, United States Activity Type: Business Owner Position/Title: Partner Investment Related: Yes Start Date: 11/17/2025 Hours per month devoted to this business: 0-1 Hours per month devoted to this business during trading hours: 0-1 Description of duties: My husband and I are buying a commercial building to rent to my already approved DBA, the Renaud Investment Group, which is the purpose of this company. (2)Name of Business: The Renaud Investment Group Address: 5911 Jefferson St NE Ste A, Albuquerque, NM, 87111, United States Activity Type: Support Company - Owner Position/Title: Officer - Vice President Investment Related: No Start Date: 01/01/2020 Hours per month devoted to this business: 81+ Hours per month devoted to this business during trading hours: 41+ Description of duties: Administrative, Producing, Branch Manager

Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2017-06-07
S63 Uniform Securities Agent State Law Examination 2014-11-20
  • S66 Uniform Combined State Law Examination
    2017-06-07
  • S63 Uniform Securities Agent State Law Examination
    2014-11-20
Other Names
  • Julie Anne Fraschilla

View on SEC IAPD

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