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William Joseph Dijohnson

Ubs Financial Services Inc.

Cincinnati, OH

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Current Employers
Ubs Financial Services Inc.

1200 Harbor Boulevard, Weehawken, NJ 07086 • United States

Current Registrations

AuthorityCategoryStatusDate
OH RA APPROVED 2025-08-14
  • OH RA
    APPROVED
    Since 2025-08-14

Branch Locations

8044 Montgomery Road, Ste. 10 The Towers At Kenwood, Cincinnati, OH 45236 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Securities, Llc Boston MA 01/2014 01/2020
Columbia Business School New York NY 01/2020 05/2022
Cortlandt Group New York NY 09/2020 12/2020
West Side Avenue Holdings New York NY 01/2021 05/2021
Saddle Point Management Lp New York NY 06/2021 08/2021
West Side Avenue Holdings New York NY 06/2022 04/2023
Walnut Grove Capital Partners Memphis TN 05/2023 04/2025
Ubs Financial Services Cincinnati OH 07/2025 Present
  • 01/2014 → 01/2020
    Wells Fargo Securities, Llc
    Boston, MA
  • 01/2020 → 05/2022
    Columbia Business School
    New York, NY
  • 09/2020 → 12/2020
    Cortlandt Group
    New York, NY
  • 01/2021 → 05/2021
    West Side Avenue Holdings
    New York, NY
  • 06/2021 → 08/2021
    Saddle Point Management Lp
    New York, NY
  • 06/2022 → 04/2023
    West Side Avenue Holdings
    New York, NY
  • 05/2023 → 04/2025
    Walnut Grove Capital Partners
    Memphis, TN
  • 07/2025 → Present
    Ubs Financial Services
    Cincinnati, OH
Exams
CodeExamDate
S66 Uniform Combined State Law Examination 2025-08-11
S63 Uniform Securities Agent State Law Examination 2014-05-19
S65 Uniform Investment Adviser Law Examination 2013-10-04
S65 Uniform Investment Adviser Law Examination 2013-10-04
  • S66 Uniform Combined State Law Examination
    2025-08-11
  • S63 Uniform Securities Agent State Law Examination
    2014-05-19
  • S65 Uniform Investment Adviser Law Examination
    2013-10-04
  • S65 Uniform Investment Adviser Law Examination
    2013-10-04

View on SEC IAPD

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Other Offices

QUEEN CITY CAPITAL MANAGEMENT, LLC · CINCINNATI, OH
OSAIC WEALTH, INC. · CINCINNATI, OH
BAHL & GAYNOR LLC · CINCINNATI, OH
BRIXEY & MEYER CAPITAL LLC · CINCINNATI, OH
OPUS CAPITAL MANAGEMENT · CINCINNATI, OH
FORMIDABLE ASSET MANAGEMENT, LLC · CINCINNATI, OH
RC CAPITAL · CINCINNATI, OH
STIFEL, NICOLAUS & COMPANY, INCORPORATED · CINCINNATI, OH

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