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Current Employers
Ameriprise Financial Services, Llc

901 3Rd Avenue South, Minneapolis, MN 55402 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED_RES 2017-10-06
CO RA APPROVED 2015-07-16
UT RA APPROVED 2015-06-25
  • TX RA
    APPROVED_RES
    Since 2017-10-06
  • CO RA
    APPROVED
    Since 2015-07-16
  • UT RA
    APPROVED
    Since 2015-06-25

Branch Locations

743 Horizon Ct Ste 302, Grand Junction, CO 81506-8707 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Ameriprise Financial Services, Inc. Grand Junction CO 05/2015 03/2020
Ameriprise Financial Services, Llc Grand Junction CO 03/2020 Present
Previous Registrations
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-09-17
S63 Uniform Securities Agent State Law Examination 2014-05-20
  • S65 Uniform Investment Adviser Law Examination
    2014-09-17
  • S63 Uniform Securities Agent State Law Examination
    2014-05-20

View on SEC IAPD

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