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Current Employers
Wells Fargo Clearing Services, Llc

One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States

Current Registrations

AuthorityCategoryStatusDate
TX RA APPROVED 2014-06-04
  • TX RA
    APPROVED
    Since 2014-06-04

Branch Locations

201 Main St 4Th Fl [Tg-Rbo], Fort Worth, TX 76102 • United States

5320 N Beach St, Haltom City, TX 76137 • United States

Disclosures

No disclosure categories reported as “Yes” on this SEC record.

  • Regulatory action No
  • Criminal No
  • Bankruptcy No
  • Civil judicial No
  • Bond No
  • Judgment / lien No
  • Investigation No
  • Customer complaint No
  • Termination No
Employment History
OrganizationCityStateFromTo
Wells Fargo Bank Na Watauga TX 05/2008 Present
Wells Fargo Advisors Llc Watauga TX 03/2014 11/2016
Wells Fargo Clearing Services, Llc Watauga TX 11/2016 Present
  • 05/2008 → Present
    Wells Fargo Bank Na
    Watauga, TX
  • 03/2014 → 11/2016
    Wells Fargo Advisors Llc
    Watauga, TX
  • 11/2016 → Present
    Watauga, TX
Exams
CodeExamDate
S65 Uniform Investment Adviser Law Examination 2014-06-03
S63 Uniform Securities Agent State Law Examination 2014-05-13
  • S65 Uniform Investment Adviser Law Examination
    2014-06-03
  • S63 Uniform Securities Agent State Law Examination
    2014-05-13

View on SEC IAPD

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