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One North Jefferson Avenue Mail Code: H0004-05E, St. Louis, MO 63103-2205 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| TX | RA | APPROVED | 2023-06-30 |
| CA | RA | APPROVED | 2022-02-23 |
Branch Locations
3 Tunstead Ave, San Anselmo, CA 94960 • United States
3700 Old Redwood Hwy Ste 108 [Nj-Rbo], Santa Rosa, CA 95404 • United States
600 Las Gallinas Ave, San Rafael, CA 94903 • United States
No disclosure categories reported as “Yes” on this SEC record.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Jp Morgan Securities Llc | Daly City | CA | 07/2017 | 06/2018 |
| Us Bank | Burlingame | CA | 03/2017 | 06/2017 |
| Golden Gate Bridge Highway And Transit District | San Rafael | CA | 04/2016 | 03/2017 |
| Jp Morgan Chase Bank Na | Daly City | CA | 07/2017 | 06/2018 |
| Wells Fargo Bank Na | San Francisco | CA | 06/2018 | Present |
| Wells Fargo Clearing Services Llc | San Francisco | CA | 06/2018 | Present |
| Code | Exam | Date |
|---|---|---|
| S65 | Uniform Investment Adviser Law Examination | 2022-02-23 |
| S63 | Uniform Securities Agent State Law Examination | 2017-08-10 |
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