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1055 Lpl Way, Fort Mill, SC 29715 • United States
Current Registrations
| Authority | Category | Status | Date |
|---|---|---|---|
| CA | RA | APPROVED | 2023-05-04 |
| TX | RA | APPROVED_RES | 2020-06-12 |
| FL | RA | APPROVED | 2007-05-23 |
Branch Locations
1 disclosure category reported Yes on this SEC record. Read each Yes below, then review the firm’s Form ADV Item 11 guide for how disclosure questions work.
| Organization | City | State | From | To |
|---|---|---|---|---|
| Lpl Financial, Llc | Bradenton | FL | 05/2007 | Present |
1. 4/25/2013: DBA ONLY - HARVEST WEALTH MANAGEMENT - BRADENTON, FL. 2. 7/24/2017 - No Business Name - Not Investment Related - Home Based - Other-Family Business - Started 07/01/2017 - 10 Hours Per Month/0 Hours During Securities Trading - Online shoes sales. 3. 10/14/2024 - Harvest Wealth Management LLC - Business Entity For Tax/Investment Purposes Only - Not investment Related - At Reported Business Location(s) - Start Date 07/22/2024 - 1 Hour Per Month/ 0 Hours During Trading
| Code | Exam | Date |
|---|---|---|
| S66 | Uniform Combined State Law Examination | 2007-01-30 |
| S65 | Uniform Investment Adviser Law Examination | 2003-01-03 |
| S63 | Uniform Securities Agent State Law Examination | 2002-12-09 |
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